Chung Sang Tam
譚頌生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Sang Tam (譚頌生), a licensed former licensee with CE reference BAJ049. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-18 | 2023-09-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2023-04-18 | 2023-09-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-25 | 2023-04-18 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-25 | 2023-04-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-02 | 2021-03-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-19 | 2013-05-19 |