Yu (SFC:BAI854) Chen
陳語
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BAI854) Chen (陳語), CE reference BAI854. Currently licensed at 2 firm(s): China Industrial Securities International Futures Limited, China Industrial Securities International Brokerage Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-02 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-08 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-08 | present |
| Chief Financial Capital Limited 致富金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-05 | 2014-07-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-24 | 2014-07-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-24 | 2014-07-19 |