Swan Khing Go
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swan Khing Go ( ), a licensed former licensee with CE reference BAI631. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-02 | 2014-04-03 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-10-09 | 2013-10-11 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-10-22 | 2013-01-25 |