Sze Sze Yap
葉絲絲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Sze Yap (葉絲絲), a licensed former licensee with CE reference BAI297. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-29 | 2023-05-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-29 | 2023-05-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-06-29 | 2023-05-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-11-01 | 2015-05-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-11-01 | 2015-05-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-11-01 | 2015-05-23 |