Tony Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kim ( ), a licensed former licensee with CE reference BAI256. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-11-01 | 2016-04-23 |