Wing Ting Aiva Li
李穎渟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ting Aiva Li (李穎渟), a licensed former licensee with CE reference BAI186. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-17 | 2014-04-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-17 | 2014-04-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-17 | 2014-04-23 |