Wing Ting Aiva Li
李穎渟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ting Aiva Li (李穎渟), a licensed former licensee with CE reference BAI186. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-17 | 2014-04-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-17 | 2014-04-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-17 | 2014-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ting Aiva Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.