Simon Garnet Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Garnet Smith ( ), a licensed former licensee with CE reference BAI180. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-10-16 | 2014-11-20 |