Yan Ling Lau
劉欣寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ling Lau (劉欣寧), a licensed former licensee with CE reference BAI014. This person has 9.1 years of SFC licence history. Total licence records on file: 13.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-10 | 2026-03-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-01-10 | 2026-03-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-05 | 2023-08-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-05 | 2023-08-30 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-04 | 2020-05-12 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-04 | 2020-05-12 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2018-04-27 | 2018-07-20 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-27 | 2018-07-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-01-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-27 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-27 | 2018-01-08 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2013-01-31 | 2014-04-30 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2013-01-31 | 2014-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Ling Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.