Zhuozhuo Li

李卓卓
CE No. BAH969 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuozhuo Li (李卓卓), a licensed former licensee with CE reference BAH969. This person has 6.3 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 4 - Advising on securities 2018-03-20 2021-07-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 - Advising on securities 2018-03-20 2021-07-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2017-10-25 2021-07-31
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2017-06-19 2021-07-31
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 - Dealing in securities 2015-02-25 2016-06-20
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 1 - Dealing in securities 2014-08-22 2014-12-03
Oriental Patron Securities Limited
東英亞洲證券有限公司
Rep Type 1 - Dealing in securities 2012-11-13 2013-06-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuozhuo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Oi Ling Ma Oriental Patron Securities Limited 2012–2013
Fuk Yee Hung Oriental Patron Securities Limited 2012–2013
Zheng He Oriental Patron Securities Limited 2012–2013
Tao Zhao Oriental Patron Securities Limited 2012–2013
Leiyu Li Oriental Patron Securities Limited 2012–2013
Wing Fai Ng Oriental Patron Securities Limited 2012–2013
Juan Zheng Oriental Patron Securities Limited 2012–2013
Joseph Nap Kee Chan Oriental Patron Securities Limited 2012–2013
Chen Tung Fung Oriental Patron Securities Limited 2012–2013
Hung Ip Oriental Patron Securities Limited 2012–2013
Shun Hei Yeung Oriental Patron Securities Limited 2012–2013
Carmen Ka Man Lau Oriental Patron Securities Limited 2012–2013
Pui Ka Chan Oriental Patron Securities Limited 2012–2013
Jeffrey Lap Tak Chan Oriental Patron Securities Limited 2012–2013
Iris Siu Mei Cheung Oriental Patron Securities Limited 2012–2013
Kwok Fun Kwun Oriental Patron Securities Limited 2012–2013
Raymond Wai Man Ng Oriental Patron Securities Limited 2012–2013
Ming Chun Ma SDIC Securities (Hong Kong) Limited 2014
Eric Sze Wei Chan SDIC Securities (Hong Kong) Limited 2014
Xingtong Zhu SDIC Securities (Hong Kong) Limited 2014
Explore the interactive colleague network →

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