Gaurav (SFC:BAH386) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav (SFC:BAH386) Gupta ( ), a licensed former licensee with CE reference BAH386. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2012-10-19 |