Jonathon Rigby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathon Rigby ( ), a licensed former licensee with CE reference BAG214. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-23 | 2019-01-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-19 | 2017-06-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-06-04 | 2015-06-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-09-28 | 2014-11-20 |