Judy Lo
羅茱迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Lo (羅茱迪), a licensed former licensee with CE reference BAF827. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-26 | 2015-06-10 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-25 | 2015-01-13 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-25 | 2015-01-13 |