Chao (SFC:BAF523) Chen
陳超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:BAF523) Chen (陳超), a licensed former licensee with CE reference BAF523. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-09-26 | 2015-03-14 |