Kwok Chung Li
李國聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chung Li (李國聰), a licensed former licensee with CE reference BAF320. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-09 | 2018-01-26 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-09 | 2018-01-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-26 | 2012-11-19 |