Mengchen Liu
劉夢晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mengchen Liu (劉夢晨), a licensed former licensee with CE reference BAF175. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-10-05 | 2023-02-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-10-05 | 2022-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-10-05 | 2023-02-20 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-27 | 2015-09-16 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-27 | 2015-09-16 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 — Asset management | 2014-03-27 | 2015-09-16 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-27 | 2015-09-16 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2014-03-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-15 | 2014-03-15 |