Jeffrey Yuji Matsumoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Yuji Matsumoto ( ), a licensed former licensee with CE reference BAE819. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-20 | 2021-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-07-04 | 2021-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-19 | 2013-08-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-19 | 2013-07-04 |