Yixin (SFC:BAE587) Chen
陳伊昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixin (SFC:BAE587) Chen (陳伊昕), a licensed former licensee with CE reference BAE587. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-06-15 | 2017-05-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-06-15 | 2017-05-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-15 | 2017-05-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-01-02 | 2015-04-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-01-02 | 2015-04-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-01-02 | 2015-04-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-13 | 2013-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-13 | 2013-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-13 | 2013-11-30 |