Vikram Karnany
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vikram Karnany ( ), a licensed former licensee with CE reference BAE426. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-30 | 2015-10-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-04-24 | 2014-05-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-26 | 2012-10-05 |