Jerry Yuan Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerry Yuan Liu ( ), a licensed former licensee with CE reference BAE419. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-08-01 | 2023-10-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-04 | 2014-11-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-14 | 2012-09-21 |