Yi (SFC:BAE183) Zhang
張一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BAE183) Zhang (張一), a licensed former licensee with CE reference BAE183. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-14 | 2018-05-28 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-14 | 2018-05-28 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-07 | 2016-03-08 |