Philip Mark Whalley

CE No. BAD759 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Mark Whalley, a licensed former licensee with CE reference BAD759. This person has 2.7 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2012-09-06 2015-06-04

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