Ke (SFC:BAC325) Gu
顾科
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke (SFC:BAC325) Gu (顾科), a licensed former licensee with CE reference BAC325. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-01-19 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-29 | 2016-12-18 |