Caroline Mairi Rose
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Mairi Rose ( ), a licensed former licensee with CE reference BAC296. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-30 | 2019-04-03 |