Christopher Raymond Ellis-Ferrara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Raymond Ellis-Ferrara ( ), a licensed former licensee with CE reference BAC097. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-08-28 | 2013-01-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-08-28 | 2013-01-04 |