Yang (SFC:BAC040) Lu
陸瑒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BAC040) Lu (陸瑒), a licensed former licensee with CE reference BAC040. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-18 | 2016-03-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2013-10-18 | 2016-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-24 | 2013-08-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-24 | 2013-08-30 |