Yuan (SFC:BAB989) Li
李渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BAB989) Li (李渊), a licensed former licensee with CE reference BAB989. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2013-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-20 | 2013-03-01 |