Chen (SFC:BAB797) Li
李晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BAB797) Li (李晨), a licensed former licensee with CE reference BAB797. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2014-04-25 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-20 | 2014-04-25 |