Yining Liao
廖乙凝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yining Liao (廖乙凝), a licensed Representative with CE reference BAB696. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-15 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-15 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2021-06-25 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-22 | 2016-12-18 |