Kwong Ching Lam
林光政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ching Lam (林光政), a licensed former licensee with CE reference BAB580. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-13 | 2022-05-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-13 | 2022-05-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-21 | 2012-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-21 | 2012-09-22 |