Maximillian Jerome Wu
吳薊楓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maximillian Jerome Wu (吳薊楓), a licensed former licensee with CE reference BAB542. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-09-27 | 2022-03-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-20 | 2013-01-24 |