Han Xia
夏寒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Xia (夏寒), a licensed former licensee with CE reference BAB135. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-13 | 2014-10-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-13 | 2014-10-14 |