Chun Ning Tang
鄧振寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ning Tang (鄧振寧), a licensed former licensee with CE reference BAB127. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2021-05-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2021-05-18 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-16 | 2018-10-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-16 | 2018-10-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2012-08-16 | 2018-10-11 |