Emma Ran Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emma Ran Li ( ), a licensed former licensee with CE reference BAB125. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-13 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-13 | 2016-01-21 |