Yue (SFC:BAA910) Chen
陳悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BAA910) Chen (陳悅), a licensed former licensee with CE reference BAA910. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-26 | 2021-03-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-01-26 | 2021-03-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-10 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-10 | 2014-06-03 |