Yimin Xu
徐逸敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yimin Xu (徐逸敏), a licensed former licensee with CE reference BAA731. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-13 | 2024-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-05-13 | 2024-07-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-05-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-09 | 2016-12-18 |