Yangyang (SFC:BAA704) Li
李洋阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yangyang (SFC:BAA704) Li (李洋阳), a licensed former licensee with CE reference BAA704. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-10 | 2022-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-10 | 2022-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-10 | 2022-11-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-09 | 2015-05-14 |