Chao (SFC:BAA419) Xu
徐超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:BAA419) Xu (徐超), a licensed former licensee with CE reference BAA419. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-07 | 2012-12-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-07 | 2012-12-29 |