Hongwen Pan
潘洪文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongwen Pan (潘洪文), a licensed former licensee with CE reference AZZ304. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2013-09-17 | 2015-06-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-31 | 2013-07-19 |