Zhi Li
李智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Li (李智), a licensed former licensee with CE reference AZY929. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-01-13 | 2015-03-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-13 | 2013-06-24 |