Xiang (SFC:AZY902) Li
李响
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang (SFC:AZY902) Li (李响), CE reference AZY902. Currently licensed at 1 firm(s): CPPIB Credit Investments Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Credit Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-21 | present |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-06-05 | 2022-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-13 | 2015-07-18 |