Tao (SFC:AZY872) Chen
陳韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:AZY872) Chen (陳韜), CE reference AZY872. Currently licensed at 1 firm(s): OSL Asset Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Asset Management Limited | RO | Type 1 — Dealing in securities | 2025-09-02 | present |
| OSL Asset Management Limited | RO | Type 4 — Advising on securities | 2025-09-02 | present |
| OSL Asset Management Limited | Rep | Type 9 — Asset management | 2025-09-02 | 2025-11-11 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-09 | 2023-08-17 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-09 | 2023-08-17 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-09 | 2023-08-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-24 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-25 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 4 — Advising on securities | 2018-10-25 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-17 | 2018-10-25 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-17 | 2018-10-25 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-16 | 2017-05-02 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-16 | 2017-05-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-27 | 2017-02-03 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-27 | 2017-02-03 |