Michael James Halloran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Halloran ( ), a licensed former licensee with CE reference AZY623. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2012-10-30 | 2013-01-30 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2012-10-30 | 2013-01-30 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | 2012-10-30 | 2013-01-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-25 | 2012-10-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2012-07-25 | 2012-10-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2012-07-25 | 2012-10-30 |