Qianwen Gu
顧倩文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qianwen Gu (顧倩文), a licensed former licensee with CE reference AZW929. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-05-19 | 2022-02-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-05-19 | 2022-02-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-19 | 2022-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-16 | 2014-04-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-16 | 2014-04-09 |