Lai Yee (SFC:AZW849) To
杜麗儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee (SFC:AZW849) To (杜麗儀), a licensed former licensee with CE reference AZW849. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-07 | 2022-06-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-18 | 2022-06-26 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-18 | 2022-06-26 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-16 | 2012-11-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-16 | 2012-11-01 |