Yin Kin Polo Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kin Polo Tang ( ), a licensed former licensee with CE reference AZW790. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-04-03 | 2019-04-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-29 | 2018-09-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-09-12 | 2017-09-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-09-01 | 2016-09-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-10 | 2015-09-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-07-24 | 2014-11-20 |