Li (SFC:AZW684) Cui
崔歷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:AZW684) Cui (崔歷), a licensed former licensee with CE reference AZW684. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-25 | 2024-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-07-18 | 2014-11-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-07-18 | 2014-11-22 |