Kenjin Tom Hotta

CE No. AZV542 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenjin Tom Hotta (), a licensed former licensee with CE reference AZV542. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2026-02-20 2026-02-25
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-10-08 2025-10-10
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-07-08 2025-07-11
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-02-21 2025-02-26
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2024-10-04 2024-10-09
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2024-07-12 2024-07-17
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2024-04-12 2024-04-17
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2023-11-21 2023-11-24
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2023-07-14 2023-07-20
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2023-03-17 2023-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2022-12-02 2022-12-09
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2019-03-12 2019-03-16
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2018-11-19 2018-11-23
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2018-03-26 2018-03-29
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2018-03-26 2018-03-29
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-12-05 2017-12-09
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-12-05 2017-12-09
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-04-07 2017-04-12
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-04-07 2017-04-12
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 - Advising on securities 2012-07-11 2016-09-21

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