Kenjin Tom Hotta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenjin Tom Hotta ( ), a licensed former licensee with CE reference AZV542. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2026-02-20 | 2026-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-10-08 | 2025-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-07-08 | 2025-07-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-02-21 | 2025-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-10-04 | 2024-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-07-12 | 2024-07-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-04-12 | 2024-04-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-11-21 | 2023-11-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-07-14 | 2023-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-03-17 | 2023-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-12-02 | 2022-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-03-12 | 2019-03-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-11-19 | 2018-11-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-03-26 | 2018-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-03-26 | 2018-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-12-05 | 2017-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-12-05 | 2017-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-04-07 | 2017-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-04-07 | 2017-04-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-11 | 2016-09-21 |