Yasuhiko Kawakita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuhiko Kawakita, a licensed Representative with CE reference AZV123. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-29 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-29 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-28 | 2017-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-28 | 2017-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-14 | 2014-11-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-14 | 2014-11-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-11-12 | 2013-09-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-11-12 | 2013-09-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-11-12 | 2013-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-07-09 | 2012-07-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-09 | 2012-07-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-07-09 | 2012-07-20 |