David Jonathan Firmin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jonathan Firmin ( ), a licensed former licensee with CE reference AZV056. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-27 | 2015-10-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-27 | 2015-10-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-07-27 | 2015-10-01 |