James Roy Schaefer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Roy Schaefer ( ), a licensed former licensee with CE reference AZT698. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-25 | 2015-03-26 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-28 | 2013-11-06 |